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Private Banking Compliance Manager (HK$45K to $70K) (Ref. No. : 23772)

Our client, a Leading Banking Group is looking for high-caliber person to fill the position.

Job Duties

  • Advise to the senior management and various business units on Private Banking Compliance matters arising from day-to-day operations.
  • Develop, review, monitor and enforce local and regional compliance procedures / policies / best practices in accordance with all legal and regulatory requirements and internal policies.
  • Monitor the regulatory issues on Private Banking products and services.
  • Assist in reviewing new Private Banking products and services or existing businesses by providing advisory / guidance / support in the development of standardised compliance regulations, internal policies and procedures.
  • Assist in monitoring accounting opening for Private Banking clients.
  • Provide Private Banking Compliance advisory to the business on meeting regulatory requirements and ad hoc projects.

Job Requirements

  • University degree holder.
  • Solid experience in Private Banking Compliance / Wealth Management Compliance in Private Banks.
  • Good knowledge of compliance with banking and regulatory requirements.
  • Sound knowledge in regulatory requirements and rules issued by regulatory authorities.
  • Excellent communication skills and able to communicate effectively with all levels.
  • Strong in team leadership, people management skills presentation and report writing skills.
  • Strong problem-solving skills and able to manage confrontational issues.
  • Able to exercise judgment, work under great pressure and flexible to liaise effectively with the various business units, supporting units and groups of people and issues.
  • Excellent command of spoken and written Chinese and English including Mandarin.
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