Implement Internal Control
- Develop and document a comprehensive internal control framework.
- Perform and document walkthroughs the processes of Operation Management Team (OMD).
- Perform the regularly Risk Control Self-Assessment (RCSA) of OMD and issues the review report.
- Identify key controls and offer solutions to mitigate the control gaps.
- Deploy new controls and provide training as necessary.
Monitor Compliance with Internal Control Framework
- Develop and execute a plan for ongoing monitoring of internal control compliance.
- Understand and communicate internal control deficiencies identified as part of ongoing monitoring. Assist and follow the remediation.
- Work with control owners to adjust controls over time as needed.
- Be aware of new and changing processes at the Bank. Update the Bank internal control structure and documentation as necessary.
Audit Support
- Assist control owners in addressing findings.
- Assist with collection of materials for Bank regulatory examinations.